linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sergio Palomino

Loop Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sergio? Claim Your Profile

About Sergio Palomino

Sergio Palomino is a registered representative with Loop Capital Markets LLC, a broker-dealer registered with FINRA. Sergio is a licensed municipal securities representative and has passed the Securities Industry Essentials Examination. He is a registered representative in Illinois. Sergio has been in the financial industry since 2022.

Firm Information

Sergio Palomino is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Negotiated fees for research services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sergio Palomino’s Registration & Firm History

IL

05/22/2024 - Present

Loop Capital Markets LLC (CHICAGO IL)

Not sure if Sergio Palomino is right for you?

Licenses & Designations

BC

Issued 04/04/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sergio Palomino.
Not sure if Sergio Palomino is right for you?