Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Holguin is an Investment Advisor Representative at NWM Advisors, LLC. Sergio is registered with the state of California. Sergio has been in the financial services industry since October 2002. Sergio is a Series 65 licensed individual. The firm, NWM Advisors, LLC has an office in San Luis Obispo, California. They primarily serve high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. The firm is registered with the state of California and is a Registered Investment Advisor with the SEC. NWM Advisors, LLC provides financial advice and portfolio management for businesses and individuals. Their services include pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/28/2020 - Present
NWM Advisors, LLC (SAN LUIS OBISPO CA)
IA
Issued 05/28/2020
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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