Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Norena is a registered representative with Citigroup Global Markets Inc. based in Miami, Florida. Sergio has been working in the financial services industry for over 20 years. Sergio has previously held positions at UBS Financial Services Inc., UBS International Inc. and Dresdner Lateinamerika Financial Advisors LLC. Sergio holds FINRA Series 7, 31, 52TO, 53 and 66 licenses, as well as multiple state registrations. Sergio's expertise includes asset allocation advice, financial planning, pension consulting and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/06/2011 - Present
Citigroup Global Markets Inc. (Miami FL)
NY
01/01/2010 - 06/23/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/26/2005 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
FL
10/24/2002 - 07/13/2005
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC (MIAMI FL)
BOTH
Issued 07/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/23/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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