Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Lopez is a financial professional with over 20 years of experience in the industry. Sergio is currently registered with PFS Investments Inc. and holds Series 6, 6TO, and SIE licenses. Sergio is also registered in Illinois and Texas. Sergio's background includes providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
05/16/2022 - Present
PFS Investments Inc. (LOMBARD IL)
GA
12/09/2002 - 12/31/2005
PFS INVESTMENTS INC. (DULUTH GA)
GA
05/29/2001 - 08/29/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 01/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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