Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Kindler is a financial professional with over 35 years of experience in the industry. Sergio is currently registered with Osaic Wealth, Inc. Prior to joining Osaic Wealth, Inc., Sergio worked with LPL Financial LLC, INVEST Financial Corporation, 21st Century Financial Services, Inc., and other firms. Sergio holds a variety of licenses and registrations including Series 63, 66, 7, and 24. Sergio is a dedicated financial advisor specializing in providing comprehensive financial planning, investment management and retirement planning services. Sergio is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/24/2022 - Present
Osaic Wealth, Inc. (JERICHO NY)
NY
02/14/2018 - 03/23/2022
LPL FINANCIAL LLC (MELVILLE NY)
NY
07/20/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (MELVILLE NY)
NY
06/09/1997 - 07/20/2005
21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)
TX
04/14/1997 - 06/17/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
04/25/1994 - 04/10/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
NA
08/28/1989 - 04/29/1994
CROSSLAND INVESTOR SERVICES CORP.
WI
10/13/1988 - 03/02/1989
ISFA CORPORATION (APPLETON WI)
NA
11/17/1987 - 12/22/1987
J. T. MORAN & CO., INC.
NY
06/23/1987 - 12/08/1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC. (LEVITTOWN NY)
BOTH
Issued 05/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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