Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Jonathan Ochoa is a registered investment advisor representative associated with Thrivent Investment Management Inc. Sergio is a registered representative with the state of California and has been in the industry since 2018. Sergio has experience in a number of industries including manufacturing and finance and has a degree in Business Administration from the University of Redlands. Sergio currently works with individuals, corporations, and non-profit organizations, providing financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/09/2024 - Present
Thrivent Investment Management Inc. (Irvine CA)
BOTH
Issued 09/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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