Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Jimenez-gudino is a financial advisor with over 10 years of experience in the industry. Sergio is currently registered with Park Avenue Securities LLC and Dominion Capital LLC. Sergio has previously worked with NYLIFE Securities LLC, Transamerica Financial Advisors, Inc, World Group Securities, Inc., and Intersecurities, Inc. Sergio is licensed to sell securities in California, Texas, and Wyoming. Sergio provides financial planning and investment advice to individuals, families, and businesses. Sergio holds a Series 6, 7, 63, and 65 license. Sergio is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
09/23/2024 - Present
Park Avenue Securities LLC (SAN ANTONIO TX)
TX
10/24/2017 - 05/19/2020
NYLIFE SECURITIES LLC (SAN ANTONIO TX)
CA
06/27/2013 - 11/07/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (MODESTO CA)
CA
10/24/2008 - 02/04/2010
WORLD GROUP SECURITIES, INC. (MODESTO CA)
CA
01/24/2008 - 09/17/2008
INTERSECURITIES, INC. (CERES CA)
GA
03/07/2005 - 02/08/2008
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BC
Issued 07/01/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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