Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Jesus Esteves is a financial advisor at Lincoln Investment and Capital Analysts in Wellington, FL. Sergio has been in the financial industry since 2002 and holds a variety of licenses and certifications, including Series 6, 7, 26, 63, and 65. Sergio specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Sergio also has experience as a life, health, and fixed annuity insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/27/2017 - Present
Lincoln Investment (Wellington FL)
FL
09/01/2009 - 01/03/2017
LEGEND EQUITIES CORPORATION (WEST PALM BEACH FL)
FL
07/13/2007 - 09/03/2009
INVEST FINANCIAL CORPORATION (STUART FL)
FL
07/11/2006 - 07/16/2007
MUTUAL SERVICE CORPORATION (STUART FL)
FL
04/29/2002 - 07/28/2006
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
IA
Issued 04/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sergio Esteves is the right advisor for you? Invested Better is here to help.
