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Sergio Humberto Gallego

Berthel, Fisher & Co. Financial Services, Inc.

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About Sergio Humberto Gallego

Sergio Humberto Gallego is a financial advisor with over 12 years of experience in the industry. Sergio is currently registered with Berthel, Fisher & Co. Financial Services, Inc. and BFC Planning, Inc. Sergio has passed the Series 66, Series 7, and SIE exams. Sergio specializes in providing financial planning, selection of other advisors, and portfolio management services for individuals. Sergio's previous experience includes working for WELLS FARGO ADVISORS, LLC. Sergio is also involved in other business activities, including real estate investments, translation services, and insurance sales.

Firm Information

Sergio Gallego is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sergio Gallego’s Registration & Firm History

CA

06/04/2013 - Present

Berthel, Fisher & Co. Financial Services, Inc. (Chula Vista CA)

CA

11/30/2011 - 06/04/2013

WELLS FARGO ADVISORS, LLC (CHULA VISTA CA)

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Licenses & Designations

BOTH

Issued 12/20/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sergio Humberto Gallego.
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