Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Gutierrez Carballido is a registered representative with T. Rowe Price Advisory Services, Inc. Sergio has been in the securities industry since January 21, 2020, and is licensed to provide securities advice in Maryland and other states. Sergio previously worked at T. Rowe Price Investment Services, Inc. Sergio is a Series 6, 7, 63, and 66 licensed advisor. Sergio offers financial planning services, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d
1
2
MD
10/12/2022 - Present
T. Rowe Price Advisory Services, Inc. (Owings Mills MD)
MD
12/07/2018 - 08/03/2021
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 10/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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