Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Gonzalez Alcazar is a financial advisor with Cambridge Investment Research Advisors, Inc. Sergio is a registered representative and investment advisor representative, offering a variety of financial services to individuals, families, and businesses. Sergio has been in the financial services industry since 1995, providing experience and knowledge in financial planning, portfolio management, and insurance. Sergio holds Series 63 and 66 licenses and Series 7 and SIE registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/05/2023 - Present
Cambridge Investment Research Advisors, Inc. (Highlands Ranch CO)
CO
03/01/2007 - 11/04/2013
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
01/02/2001 - 03/01/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (DENVER CO)
FL
01/04/1999 - 01/02/2001
JWGENESIS FINANCIAL GROUP, INC (BOCA RATON FL)
CO
03/29/1995 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 07/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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