Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Zuniga is a financial professional registered with Empower Financial Services, Inc. Sergio has been in the financial industry since October 2019 and holds a Series 63, Series 6TO and SIE license. Sergio is registered with the state of Wisconsin and 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
10/24/2019 - Present
Empower Financial Services, Inc. (Milwaukee WI)
BC
Issued 11/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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