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Sergio German Stiglich

Deutsche Bank Securities Inc.

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About Sergio German Stiglich

Sergio German Stiglich is a registered representative with Deutsche Bank Securities Inc. Sergio has been in the industry since May 29, 2006. Sergio is licensed to provide securities advice and services in 53 states and districts. Sergio has been a registered representative with Deutsche Bank Securities Inc. since September 18, 2018. Prior to that, Sergio was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 1, 2010 until April 10, 2012 and with BANC OF AMERICA SECURITIES LLC from March 20, 2003 until November 1, 2010.

Firm Information

Sergio Stiglich is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Sergio Stiglich’s Registration & Firm History

FL

09/18/2018 - Present

Deutsche Bank Securities Inc. (MIAMI FL)

FL

11/01/2010 - 04/10/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

FL

03/20/2003 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (MIAMI FL)

NY

11/23/1999 - 02/18/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/25/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sergio German Stiglich.
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