Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Gerardo Garcia is a financial advisor in Chicago, Illinois. Sergio is registered with Hightower Advisors, LLC and is a Certified Financial Planner. Sergio has 12 years of experience in the financial services industry. Sergio's previous experience includes roles at FSC Securities Corporation and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
02/09/2023 - Present
Hightower Advisors, LLC (CHICAGO IL)
TX
08/17/2020 - 01/31/2023
FSC SECURITIES CORPORATION (DALLAS TX)
TX
05/05/2009 - 03/21/2011
METLIFE SECURITIES INC. (DALLAS TX)
BC
Issued 06/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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