Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Emiliano Cruz is a financial advisor with U.S. Bancorp Investments, Inc. Sergio has been in the industry since 2017 and is licensed to provide investment advice in California. Sergio has a Series 6, Series 63, and SIE license. Sergio specializes in individual and business portfolio management, financial planning and publication of periodicals. Sergio has experience with U.S. Bancorp Investments, Inc. and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
03/30/2022 - Present
U.s. Bancorp Investments, Inc. (Lancaster CA)
CA
11/22/2016 - 05/26/2021
WELLS FARGO CLEARING SERVICES, LLC (ENCINO CA)
BC
Issued 12/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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