Unclaimed
Sergio De la torre lara is a registered representative with Lazard Freres & Co. LLC. Sergio has been in the industry since March 19, 2019. Sergio is currently registered with the firm in New York. Prior to this role, Sergio worked with LAZARD FRERES & CO. LLC in New York from August 10, 2018, to April 30, 2021. Sergio has passed the Securities Industry Essentials (SIE), Series 79 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/10/2018 - 04/30/2021
LAZARD FRERES & CO. LLC (NEW YORK NY)
IA
Issued 12/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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