Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Costa is a financial professional with over a decade of experience in the industry. Sergio has held various roles at Ernst & Young Capital Advisors, LLC since 2010. Sergio holds several industry licenses and certifications including Series 7, Series 24, Series 63, and Series 79TO. Sergio is currently registered with FINRA and the firm's main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/17/2016 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
07/16/2010 - 09/19/2014
ERNST & YOUNG CAPITAL ADVISORS, LLC (NEW YORK NY)
BC
Issued 05/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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