Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Cortina ketterer is a financial advisor associated with Neuberger Berman BD LLC. Sergio holds Series 7TO, SIE, and Series 66 licenses. Sergio is registered in New Jersey and New York for both securities and investment advisory business. Sergio has over 10 years of professional experience in the financial services industry. Sergio's work experience includes roles at Novus Partners, Aldwych Capital Partners, J. Walter Thompson, Mastercard, Baruch College, and Manhattanville College.
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A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 12/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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