Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Cabral is an investment advisor representative with PFS Investments Inc. Sergio has been in the financial industry for over 13 years, previously working for JP Morgan Securities LLC and AXA Advisors, LLC. Sergio is registered with the state of California and holds the Series 66, Series 7 and SIE licenses. Sergio specializes in offering financial advice to individuals and has extensive experience in portfolio management. Sergio is also a real estate professional, working part-time with WG Group Real Estate Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/07/2019 - Present
PFS Investments Inc. (SIMI VALLEY CA)
CA
03/25/2016 - 07/28/2017
J.P. MORGAN SECURITIES LLC (TUJUNGA CA)
CA
07/07/2014 - 03/09/2016
AXA ADVISORS, LLC (WOODLAND HILLS CA)
BOTH
Issued 10/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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