Unclaimed
Sergio Botero carrasco is a registered representative with Ba Securities, LLC. Sergio holds a Series 63, Series 82TO and SIE license. Sergio is registered in California, Georgia, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/02/2022 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
BC
Issued 08/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 12/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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