Unclaimed
Sergio Antonio Lopez is a registered representative with Bradesco Investments Inc. Sergio holds the Series 7 and Series 24 licenses as well as the SIE exam. Sergio Antonio Lopez is registered with FINRA as an investment advisor representative. Sergio joined Bradesco Investments Inc. in 2015 and has been an active representative ever since.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/11/2015 - Present
Bradesco Investments Inc. (CORAL GABLES FL)
BC
Issued 11/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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