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Sergio Antonio Lopez

Bradesco Investments Inc.

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About Sergio Antonio Lopez

Sergio Antonio Lopez is a registered representative with Bradesco Investments Inc. Sergio holds the Series 7 and Series 24 licenses as well as the SIE exam. Sergio Antonio Lopez is registered with FINRA as an investment advisor representative. Sergio joined Bradesco Investments Inc. in 2015 and has been an active representative ever since.

Firm Information

Sergio Lopez is currently registered with Bradesco Investments Inc.. Bradesco Investments Inc. is a corporation that was formed on November 14, 1986. The firm is registered with the SEC and in 18 states.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sergio Lopez’s Registration & Firm History

FL

06/11/2015 - Present

Bradesco Investments Inc. (CORAL GABLES FL)

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Licenses & Designations

BC

Issued 11/13/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sergio Antonio Lopez.
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