Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Andres Picou is a financial professional with over 2 years of experience in the financial industry. Sergio has a strong foundation in securities knowledge, having passed both the Series 7TO and the Securities Industry Essentials (SIE) exams. Sergio currently works at Vanguard Marketing Corp., a firm focused on providing clients with comprehensive financial guidance. Prior to joining Vanguard Marketing Corp., Sergio worked at CHARLES SCHWAB & CO., INC. where Sergio gained valuable experience in the financial services industry. Sergio is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
12/05/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
TX
12/05/2022 - 08/30/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
BC
Issued 01/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Sergio Picou is the right advisor for you? Invested Better is here to help.
