Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Alfredo Urrutia is a registered Investment Advisor Representative with Knights of Columbus Asset Advisors LLC. Sergio has been in the financial services industry since 1992. Sergio holds Series 7 and Series 63 licenses and is currently registered with the following states: Connecticut, Delaware, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Vermont, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
05/17/2021 - Present
Knights OF Columbus Asset Advisors LLC (Port St Lucie FL)
FL
09/06/2001 - 10/02/2003
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
04/11/1999 - 07/08/1999
WHARTON CAPITAL MARKETS LLC (NORTH HILLS NY)
NY
06/10/1998 - 10/27/1998
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
TX
11/02/1995 - 05/24/1996
REDSTONE SECURITIES, INC. (DALLAS TX)
NJ
01/19/1995 - 10/09/1995
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
07/08/1993 - 01/24/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
01/11/1993 - 07/19/1993
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
10/19/1992 - 02/16/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
IA
Issued 05/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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