Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Salazar is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sergio has over 10 years of experience in the financial services industry. He holds a Series 66 license and has successfully completed the SIE, Series 7, Series 9, and Series 10 exams. Sergio provides advisory services to a range of clients including individuals, corporations, and high-net-worth individuals. His specialties include portfolio management, allocation modeling, and IPS development. Sergio is registered to provide services in 53 states and 2 Canadian provinces.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
03/02/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
AZ
02/26/2016 - 03/07/2018
CENTAURUS FINANCIAL, INC. (TUCSON AZ)
AZ
08/14/2014 - 11/18/2015
MORGAN STANLEY (TUCSON AZ)
AZ
03/20/2012 - 12/24/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
BOTH
Issued 05/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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