Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergey? Claim Your ProfileSergey Trishin is a financial professional with over 17 years of experience in the industry. Sergey is currently registered with Guggenheim Securities, LLC and holds a Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Sergey was previously employed by Barclays Capital Inc. and Lehman Brothers Inc. Sergey is registered in 27 states and has experience in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/18/2013 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 03/16/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/17/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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