Unclaimed
Sergey Pestov is a financial professional registered in the states of California, Colorado, Delaware, Massachusetts, New Jersey, New York and Washington. Sergey is a registered representative of Finalis Securities LLC. Sergey has passed the Series 7TO, Series 63 and SIE exams. Sergey's registration with Finalis Securities LLC is active. Sergey has been in the industry since April 11, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2023 - Present
Finalis Securities LLC (New York NY)
BC
Issued 02/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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