Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergey? Claim Your ProfileSergey Aronov is a financial professional with over 20 years of experience in the industry. Sergey has held positions at several prominent financial institutions, including UBS Securities LLC, Barclays Capital Inc., and J.P. Morgan Securities LLC. Sergey has a wide range of experience and holds licenses in various areas, including general securities, investment banking, and equity trading. Currently, Sergey is registered with UBS Securities LLC and is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/08/2016 - Present
UBS Securities LLC (Weehawken NJ)
NY
04/10/2015 - 05/25/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/14/2013 - 03/17/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
07/09/2004 - 01/11/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/12/2003 - 04/28/2006
INSTITUTIONAL DIRECT INC. (NEW YORK NY)
NY
03/17/2003 - 08/26/2003
QUICK & REILLY, INC. (NEW YORK NY)
TX
05/14/2002 - 01/03/2003
FLEET SECURITIES, INC. (DALLAS TX)
NY
02/13/2001 - 05/13/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2005
Series 14 - Compliance Officer Examination
BC
Issued 04/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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