Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serge? Claim Your ProfileSerge Mallat is a financial professional with over 30 years of experience in the financial services industry. Serge has a strong track record of success in providing financial planning, investment management, and retirement planning advice to a diverse clientele. Serge is currently registered with OneAmerica Securities, Inc., where Serge is a financial advisor. Serge has previously been employed by a number of other firms including MassMutual Life Insurance Company, MML Investors Services, LLC, and AXA Advisors, LLC, Charles Schwab & Co., Inc., and Biltmore Securities, Inc. Serge is committed to providing his clients with personalized service and customized financial solutions to meet their individual needs. Serge has a variety of designations and holds licenses in multiple states. Serge has a strong commitment to community involvement and is active in a number of organizations, including the Palm Beach Gator Alumni Club, the Ferrari Club of America Fort Lauderdale Chapter, and NAIFA Broward.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
04/24/2018 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
FL
11/28/2006 - 12/13/2017
MML INVESTORS SERVICES, LLC (FT LAUDERDALE FL)
FL
06/23/2005 - 11/22/2006
AXA ADVISORS, LLC (FT. LAUDERDALE FL)
IL
12/10/2003 - 05/13/2005
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
TN
10/31/2003 - 12/08/2003
PFIC SECURITIES CORPORATION (FRANKLIN TN)
TX
07/21/1993 - 10/29/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
FL
01/18/1993 - 07/12/1993
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/02/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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