Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serge? Claim Your ProfileSerge Gabovich is a financial professional with over 15 years of experience in the securities industry. Serge is currently registered with Mizuho Securities USA LLC and has held previous positions at BNP Paribas Securities Corp., Goldman, Sachs & Co., and Morgan Stanley & Co. Incorporated. Serge has a broad range of experience in investment banking and securities trading and holds licenses including Series 7, Series 63, Series 79, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/29/2011 - 07/17/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/28/2009 - 07/14/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/29/2008 - 10/26/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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