Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serena? Claim Your ProfileSerena Otazu is a financial advisor currently working with Morgan Stanley. Serena is a registered representative in New Jersey and Texas. Serena has been in the financial services industry since 2006 and has held previous positions with RBC Capital Markets, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and UBS Financial Services Inc. Serena has a variety of certifications and licenses, including Series 66, Series 9, Series 10, SIE and Series 7. Serena is dedicated to providing comprehensive financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
02/22/2012 - 10/18/2013
RBC CAPITAL MARKETS, LLC (PARAMUS NJ)
NJ
06/01/2009 - 03/20/2012
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
02/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NJ
12/14/2005 - 03/01/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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