Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serena? Claim Your ProfileSerena Cole is a financial advisor currently registered with Fidelity Personal and Workplace Advisors. Serena has been in the financial services industry since 2010. Serena is a Series 6, 7, 63, and 65 licensed representative. Serena has worked at Principal Securities, Inc. and Fidelity Brokerage Services LLC. Serena is registered with the states of California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Iowa, Kentucky, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (KING OF PRUSSIA PA)
NY
01/14/2020 - 01/04/2022
PRINCIPAL SECURITIES, INC. (NEW YORK NY)
NY
01/29/2016 - 07/11/2018
PRINCIPAL SECURITIES, INC. (Rye Brook NY)
CT
05/03/2010 - 02/01/2016
FIDELITY BROKERAGE SERVICES LLC (BRIDGEPORT CT)
NY
08/18/2008 - 08/13/2009
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
IA
Issued 11/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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