Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serena? Claim Your ProfileSerena Seel is a financial professional with over 8 years of experience in the financial services industry. Serena has held positions at E*TRADE Securities LLC, RBC Capital Markets, LLC, Morgan Stanley & Co. LLC, Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., and Wealthpenn.comllc. Serena has a strong background in operations and holds the Series 99, Series 99TO, and SIE exams. Serena is currently registered with Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., and Wealthpenn.comllc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Morgan Stanley Distribution, Inc. (NEW YORK NY)
NJ
07/19/2023 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
06/12/2012 - 07/27/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 10/22/2019
Series 99TO - Operations Professional Examination
BC
Issued 07/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Serena Seel is the right advisor for you? Invested Better is here to help.
