Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serena? Claim Your ProfileSerena Kokka is a registered representative and investment advisor representative with Kestra Private Wealth Services, LLC. Serena has over 20 years of experience in the financial services industry. Serena is a highly experienced advisor who has held various positions at several firms, including Morgan Stanley and LPL Financial. Serena holds a Series 63 and Series 66 license. Serena is registered to offer investment advisory services in California. Serena's primary focus is providing comprehensive financial planning and investment management services to individuals and families, including high-net-worth individuals. Serena is also experienced in portfolio management for businesses, pension consulting, and selection of other advisors. Serena is committed to providing her clients with personalized, high-quality service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/24/2012 - Present
Kestra Private Wealth Services, LLC (SAN DIEGO CA)
CA
09/18/2012 - 12/19/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/02/2012 - 09/18/2012
SPIRE SECURITIES, LLC (SAN DIEGO CA)
CA
06/01/2009 - 04/10/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
11/26/2003 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
NY
12/14/2000 - 12/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/25/2000 - 11/29/2000
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BOTH
Issued 05/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2012
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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