Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seren? Claim Your ProfileSeren Lass is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Seren has been in the financial industry since 2018. Prior to joining Merrill Lynch, Seren was with Morgan Stanley. Seren holds a Series 7, Series 9, Series 10, and Series 66 securities license and is registered to provide investment advice in all 50 states and the District of Columbia. Seren specializes in providing investment advice and portfolio management services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/27/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
04/26/2021 - 03/06/2024
MORGAN STANLEY (New York NY)
VA
05/16/2018 - 03/30/2021
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
VA
12/19/2017 - 04/16/2018
MORGAN STANLEY (RICHMOND VA)
BOTH
Issued 02/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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