Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serafino? Claim Your ProfileSerafino Iantorno is a financial advisor with over 20 years of experience in the industry. Serafino is currently registered with LPL Financial LLC and has previously held positions at KEY INVESTMENT SERVICES LLC, ESL INVESTMENT SERVICES, LLC, and HSBC SECURITIES (USA) INC. Serafino specializes in providing a wide range of investment advisory services, including financial planning, portfolio management, and selection of other advisors. Serafino is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (ROCHESTER NY)
NY
01/31/2017 - 04/27/2018
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
05/21/2015 - 01/31/2017
LPL FINANCIAL LLC (ROCHESTER NY)
NY
05/22/2015 - 01/24/2017
ESL INVESTMENT SERVICES, LLC (ROCHESTER NY)
NY
07/11/2012 - 05/20/2015
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
NY
01/25/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BOTH
Issued 06/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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