Unclaimed
Sepehr Khanbabaei is an active investment advisor registered with the state of California. Sepehr has been in the industry since 2022, and currently works at Foreside Fund Services, LLC. Sepehr holds Series 7TO, Series 63 and SIE licenses. Previously, Sepehr was employed at EMERSON EQUITY LLC in El Segundo, CA. Sepehr is registered with the FINRA and is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/10/2023 - Present
Foreside Fund Services, LLC (El Segundo CA)
CA
06/24/2022 - 09/25/2023
EMERSON EQUITY LLC (El Segundo CA)
BC
Issued 07/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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