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Sepehr Khanbabaei

Foreside Fund Services, LLC

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About Sepehr Khanbabaei

Sepehr Khanbabaei is an active investment advisor registered with the state of California. Sepehr has been in the industry since 2022, and currently works at Foreside Fund Services, LLC. Sepehr holds Series 7TO, Series 63 and SIE licenses. Previously, Sepehr was employed at EMERSON EQUITY LLC in El Segundo, CA. Sepehr is registered with the FINRA and is also registered in 53 states.

Firm Information

Sepehr Khanbabaei is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sepehr Khanbabaei’s Registration & Firm History

CA

10/10/2023 - Present

Foreside Fund Services, LLC (El Segundo CA)

CA

06/24/2022 - 09/25/2023

EMERSON EQUITY LLC (El Segundo CA)

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Licenses & Designations

BC

Issued 07/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sepehr Khanbabaei.
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