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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seongbae? Claim Your ProfileSeongbae Kim is a financial advisor with Cetera Investment Advisers LLC. Seongbae has been in the financial industry since 2011 and holds the Series 66, Series 7 and SIE licenses. Seongbae has worked at Edward Jones, LPL Financial LLC and Summit Brokerage Services, Inc. in the past. Seongbae is registered in 23 states and is also a Registered Investment Advisor in Washington and Texas. Seongbae specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Seongbae is also a church elder at Sunset Bible Church and the board chair at Sound Christian Academy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/29/2023 - Present
Cetera Investment Advisers LLC (DUPONT WA)
WA
08/17/2018 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DUPONT WA)
WA
10/28/2016 - 08/27/2018
LPL FINANCIAL LLC (UNIVERSITY PLACE WA)
WA
11/16/2011 - 11/01/2016
EDWARD JONES (UNIVERSITY PLACE WA)
BOTH
Issued 12/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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