Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Senora? Claim Your ProfileSenora Elissa James is a financial advisor with Hazard & Siegel, Inc., a firm based in DEWITT, NY. Senora has been in the industry since 2009 and is a registered representative with FINRA. Senora is a Series 6 and Series 63 licensed professional. Senora has experience with a variety of financial services, including investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2024 - Present
Hazard & Siegel, Inc. (DEWITT NY)
CO
12/10/2020 - 02/28/2023
PFS INVESTMENTS INC. (AURORA CO)
LA
12/07/2016 - 09/03/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (BATON ROUGE LA)
LA
05/02/2016 - 06/27/2016
J.P. MORGAN SECURITIES LLC (BATON ROUGE LA)
CO
12/04/2013 - 05/27/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
02/14/2013 - 11/26/2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
08/27/2003 - 12/17/2007
ALLSTATE FINANCIAL SERVICES, LLC (DENVER CO)
CO
10/21/2002 - 07/02/2003
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
02/05/2001 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 11/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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