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Sennen Bubb

Cetera Advisors LLC

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About Sennen Bubb

Sennen Bubb is a financial advisor with Cetera Advisors LLC. Sennen holds the Series 7TO, Series 63 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and 53 states. Sennen is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Sennen has prior experience working with Morgan Stanley and E*TRADE Securities LLC.

Firm Information

Sennen Bubb is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sennen Bubb’s Registration & Firm History

GA

10/27/2023 - Present

Cetera Advisors LLC (ATLANTA GA)

GA

01/19/2023 - 06/05/2023

MORGAN STANLEY (Alpharetta GA)

GA

11/04/2021 - 06/05/2023

E*TRADE SECURITIES LLC (ALPHARETTA GA)

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Licenses & Designations

BC

Issued 12/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sennen Bubb.
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