Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Senh? Claim Your ProfileSenh Ly is a financial advisor currently working at LPL Financial LLC. Senh has been in the financial services industry since 2004 and holds a Series 6, 7, 63 and 66 license. Senh has also been registered to provide investment advice in the state of California since 2007. Previously, Senh Ly has worked with XCU Capital Corporation, Inc. and World Group Securities, Inc. Senh Ly has a strong focus on helping clients reach their financial goals and is passionate about providing personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/31/2007 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
11/08/2006 - 11/06/2007
XCU CAPITAL CORPORATION, INC. (SACRAMENTO CA)
GA
09/30/2002 - 11/01/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 02/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Senh Ly is the right advisor for you? Invested Better is here to help.
