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Selena Lu

UBS Securities LLC

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About Selena Lu

Selena Lu is a financial professional registered with UBS Securities LLC and is licensed to conduct securities business in the state of California. Selena began her career in the financial services industry on August 5, 2022, and has experience working with both UBS Securities LLC and Credit Suisse Securities (USA) LLC. Selena holds the Series 79TO and SIE licenses and is located in Los Angeles, California.

Firm Information

Selena Lu is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Selena Lu’s Registration & Firm History

CA

09/29/2023 - Present

UBS Securities LLC (Los Angeles CA)

CA

08/05/2022 - 09/29/2023

CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/05/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Selena Lu.
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