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Seldon Taylor Clarke

Oppenheimer & Co. Inc.

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About Seldon Taylor Clarke

Seldon Taylor Clarke is a financial advisor with Oppenheimer & Co. Inc. Seldon has been working in the financial industry since 1993. Seldon is registered with FINRA and has held registrations with several other firms over the years. Currently, Seldon is a registered representative in 27 states and an investment advisor representative in 4 states. Seldon's firm, Oppenheimer & Co. Inc. is an investment advisor that manages over $27 billion in assets. The firm offers a wide range of financial services, including financial planning, portfolio management, and retirement planning.

Firm Information

Seldon Clarke is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Seldon Clarke’s Registration & Firm History

NY

02/26/2014 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

NY

02/20/2013 - 08/26/2013

SEAPORT SECURITIES CORP. (NEW YORK NY)

NY

06/01/2009 - 11/09/2010

BETTERMENT SECURITIES (NEW YORK NY)

NY

06/01/2009 - 10/19/2010

MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)

NY

07/09/2008 - 06/01/2009

SILVER LEAF PARTNERS, LLC (NEW YORK NY)

NY

03/01/1998 - 05/13/2008

NOVA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/05/2000 - 07/01/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

IL

11/23/1992 - 01/05/2000

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

NY

04/17/1991 - 12/14/1992

SEAPORT SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/13/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2002

Series 14 - Compliance Officer Examination

BC

Issued 02/21/2001

Series 24 - General Securities Principal Examination

BC

Issued 07/27/1998

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Seldon Taylor Clarke. Review regulatory record here.
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