Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sejal? Claim Your ProfileSejal Udani Penkar is an investment advisor representative with Capital Client Group, Inc. Sejal has been in the industry since 2012 and holds licenses in 53 states. Sejal also holds Series 63, 65 and 7 securities licenses. Prior to joining Capital Client Group, Inc., Sejal was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sejal also has experience with Wells Fargo Securities, LLC. Sejal is registered with the Securities and Exchange Commission and FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/11/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
06/19/2019 - 03/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
08/08/2012 - 05/02/2019
WELLS FARGO SECURITIES, LLC (EL SEGUNDO CA)
NY
10/31/2007 - 02/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/17/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sejal Penkar is the right advisor for you? Invested Better is here to help.
