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Sejal Harshad Desai

UBS Securities LLC

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About Sejal Harshad Desai

Sejal Desai is a financial professional with over 7 years of experience in the industry. Sejal has held positions at Goldman, Sachs & Co. and currently works at UBS Securities LLC. Sejal holds the Series 99 and SIE licenses. Sejal is a dedicated and experienced financial professional with a proven track record of success.

Firm Information

Sejal Desai is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sejal Desai’s Registration & Firm History

NY

11/10/2015 - Present

UBS Securities LLC (NEW YORK NY)

UT

03/30/2015 - 10/12/2015

GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sejal Harshad Desai.
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