Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seitaro? Claim Your ProfileSeitaro Kuno is a financial advisor with over 25 years of experience in the industry. Seitaro is currently registered with Maxim Group LLC and is also registered in California and New York. Previously, Seitaro worked at MITSUBISHI UFJ SECURITIES (USA), INC., KOKUSAI AMERICA INCORPORATED, and YAMAICHI INTERNATIONAL (AMERICA) INC. Seitaro holds several licenses including Series 3, 7, 24, 55, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2009 - Present
Maxim Group LLC (NEW YORK NY)
NY
07/22/2002 - 01/05/2009
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
01/26/2000 - 07/19/2002
KOKUSAI AMERICA INCORPORATED (NEW YORK NY)
NY
09/07/1994 - 12/31/1997
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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