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Seiji Peter Nakamura

Capital ONE Securities, Inc.

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About Seiji Peter Nakamura

Seiji Peter Nakamura is a financial advisor with Capital One Securities, Inc. Seiji has been in the financial services industry since 1994. Seiji holds Series 6, 7, 24, 63 and SIE licenses and is registered in 11 states. In addition to Capital One Securities, Seiji has previously worked at GE Capital Markets, Inc., Essex National Securities, Inc. and John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company.

Firm Information

Seiji Nakamura is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seiji Nakamura’s Registration & Firm History

NY

06/24/2016 - Present

Capital ONE Securities, Inc. (New York NY)

CT

07/17/2001 - 12/02/2015

GE CAPITAL MARKETS, INC. (NORWALK CT)

CA

12/07/1995 - 07/12/1996

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

MA

11/21/1994 - 08/02/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

11/21/1994 - 08/02/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 09/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2001

Series 7 - General Securities Representative Examination

BC

Issued 11/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Seiji Peter Nakamura.
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