Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seiichiro? Claim Your ProfileSeiichiro Kondo is a registered representative with Mizuho Securities USA LLC and has been in the securities industry since May 12, 2010. Seiichiro Kondo is licensed in New York. Seiichiro Kondo holds the Series 63, Series 24, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/12/2010 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 11/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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