Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sei il? Claim Your ProfileSei Il Im is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Sei Il has been in the securities industry since 2006. Sei Il is licensed to offer securities in California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, and Vermont. Sei Il has also been registered as an investment advisor in New York and Texas. Sei Il previously worked at E*TRADE SECURITIES LLC, Morgan Stanley, SCOTTRADE, INC., CHASE INVESTMENT SERVICES CORP., and TD AMERITRADE, INC. Sei Il offers investment advisory services, including financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
01/10/2019 - 08/18/2023
E*TRADE SECURITIES LLC (Garden City NY)
NY
03/21/2023 - 08/17/2023
MORGAN STANLEY (Garden City NY)
NY
11/30/2010 - 03/09/2018
SCOTTRADE, INC. (FOREST HILLS NY)
NY
12/01/2009 - 10/26/2010
CHASE INVESTMENT SERVICES CORP. (WOODSIDE NY)
NY
09/19/2006 - 12/03/2009
TD AMERITRADE, INC. (GREAT NECK NY)
NY
11/05/2004 - 06/23/2006
NYLIFE SECURITIES INC. (FLUSHING NY)
BOTH
Issued 04/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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