Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seferino? Claim Your ProfileSeferino Stanley Torres is a financial professional with over 17 years of experience in the financial services industry. Seferino has a strong background in providing investment advice and portfolio management services to individuals, businesses, and institutions. Seferino has been registered with Oppenheimer & Co. Inc. since May 2018. Previously, Seferino worked for CHARLES SCHWAB & CO., INC. Seferino is a Series 7, 9, 10, 63 and SIE licensed professional. Seferino is a dedicated and experienced financial advisor committed to providing personalized financial solutions to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/09/2018 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
CA
09/22/2008 - 05/28/2018
CHARLES SCHWAB & CO., INC. (San Francisco CA)
TX
12/07/1998 - 08/15/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 10/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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