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Seema Vanessa Ramroop

Pruco Securities, LLC

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About Seema Vanessa Ramroop

Seema Vanessa Ramroop is a financial professional with over 15 years of experience in the industry. Seema has been registered with Pruco Securities, LLC since September 2019 and holds Series 7, 31, and 66 licenses. Seema has previously been associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated. Seema specializes in providing financial advice to individuals, corporations, and other businesses. Seema's firm, Pruco Securities, LLC, offers a variety of financial services, including investment management, financial planning, and insurance. Seema is committed to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.

Firm Information

Seema Ramroop is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Seema Ramroop’s Registration & Firm History

FL

09/10/2019 - Present

Pruco Securities, LLC (Palm Harbor FL)

FL

04/24/2015 - 09/04/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)

FL

06/01/2009 - 04/30/2015

MORGAN STANLEY (PALM HARBOR FL)

FL

08/22/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PALM HARBOR FL)

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Licenses & Designations

BOTH

Issued 09/15/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 08/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seema Vanessa Ramroop.
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